Regulation

Parham Nasseri of InvestorCOM explains client-focused reforms, one of the largest regulatory shifts in Canadian investment industry history. The episode covers what the reforms change in how advisors operate, the know-your-product process, and why the changes matter for investors.

Lawyer Harold Geller, who represents clients harmed by poor financial advice, explains how to tell good advice from bad. Listeners will hear which red flags to watch for in an advisor's communication and why a second opinion can help before pursuing legal action after a major loss.